We assist our clients to:
- Identify a business model to fit their goals
- Identify and implement appropriate quality control
- Identify personnel needs and recruit personnel
- Train and develop staff
- Identify appropriate vendors for:
- Software
- Training
- Compliance services
- Custody
- Brokerage
- money managers
- Implement due diligence on mutual funds, account managers, brokers, etc.
- Develop firm standards and practice manuals
- Establish and mentor appropriate vendor relationships
- Oversee compliance issues and compliance procedures
- Consult with firm technology staff to implement an automated PFP process
- Develop training programs and organize conferences
- Write books, articles, and web content
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